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What licenses or certification would I need to trade stocks for others?

Posted by Eric LeRiche | May 2, 2010 .
zeek Y asked:


What licenses or certification would I need to trade stocks for other people. My objective is to manage other people’s money while “day and swing trading”. Could I just do it under that premise or do I need to be a CFP or a RFC?

Stan wicks
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Posted under Other - Business & Finance | 4 Comments Like this article? Subscribe to our RSS feed

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4 Comments so far
  1. Gen Beaudoin  May 5, 2010 12:10 pm

    Series 6 and Series 7

  2. Steve Garner  May 6, 2010 6:19 pm

    You need a series 7 and a broker dealer

  3. Gen Beaudoin  May 7, 2010 10:05 am

    The same thing certification for other people series and swing trading.

  4. Investing calls May 9, 2010 7:26 pm

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